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Non-reporting issuer : ウィキペディア英語版 | Non-reporting issuer
Securities regulation in Canada is conducted by the various provincial securities commissions and self-regulating organizations (“SRO”) such as the MFDA and IIROC. Securities are issued under the authority and oversight of these bodies with the result that a broad range of rules apply to companies seeking to raise capital and to the parties acting as their agents in such transactions. However, there is a useful simplification that can be applied in Canada to provide some clarity for issuers - based on the criteria below securities issuers fall into two broad categories: ==Reporting Issuers (“RI”)==
* prospectus offerings * exchange listed * highest level of mandatory regulatory compliance * higher G&A * most expensive to raise capital
抄文引用元・出典: フリー百科事典『 ウィキペディア(Wikipedia)』 ■ウィキペディアで「Non-reporting issuer」の詳細全文を読む
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